Is breaching an Act a criminal offence?
Rangsam asked the question:
If a Company In Financial Services Traded without a statutory requirement are they commiting an offence and acting fradunantly.
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Filed Under Law & Ethics |
Tagged With Acting, Financial Services, Statutory Requirement
Comments
One Response to “Is breaching an Act a criminal offence?”
If they traded in violation of the law then yes, they committed a crime.
That doesn’t necessarily mean that it was fraudulent, though - their trading may have been perfectly fair, but just not in compliance with a paperwork or registration requirement.
Richard